Kazakhstan | Chingis Khan Rides West | Silk Road City of Otrār

Today there is no city known as Otrār, and very few people have even heard of the Otrār which flourished back at the beginning of the thirteen century. The scattered ruins of this once-sizable metropolis which still do exist turn up on the itineraries of only the most determined tourists who venture into what is now southern Kazakhstan. Yet when the Mongol-Sponsored Caravan of 450 Muslim Traders turned up at its gates in 1218 it was one of the most famous trade centers in Inner Asia and renowned for its arts and crafts and the intellectual accomplishments of its citizens. The caravan men were no doubt looking forward to resting in the city’s well-appointed caravanserais and refreshing themselves in its famous bathhouses. Little did they know that the events which soon overwhelmed them would, in the words of nineteenth-century Orientalist E. G. Browne, trigger: 

. . . a catastrophe which, though probably quite unforeseen, even on the very eve of its incidence, changed the face of the world, set in motion forces which are still effective, and inflicted more suffering on the human race than any other event in the world’s history which records are preserved to us; I mean the Mongol Invasion. 

Browne, who translated into English many of the thirteen-century documents which recorded the Mongol irruption, may from the vantage point of the twenty-first century sound overwrought here, but his appraisal did contain a kernel of truth. The events which followed in the wake of the calamity at Otrār did rock all of Inner Asia, led to the fall of at least two empires, and inflicted on the entire Islamic geosphere a blow from which some might argue it has never fully recovered. 

Otrār was located on the north bank of the middle stretches of the Syr Darya River (the Jaxartes of Classical Antiquity) near its confluence with the Arys River, about 105 miles northwest of the current-day city of Shymkent in Kazakhstan. It was situated just west of the so-called Zhetysu, or Seven Rivers, Region, an area which included the watersheds of the Talas, Ili, Chu, and other rivers in eastern current-day Kazakhstan and western China (Xinjiang Province) which flowed into either Lake Alakol or Lake Balkash or petered out into the barren desert-steppes to the west. Much later this area would become known as Semireche, Russian for “Seven Rivers”. As one geographer points out, “Semireche is an area where sedentaries and nomads have met at various points in history—coexisting, overlapping, or competing—because it lends itself to both ways of life . . .” 

Otrār’s location on the boundaries of vast Kazakh Steppe to the north and the fertile valleys of Transoxiana to the south made it natural entrepôt for trade between these two divergent cultures. It was also at the nexus of several east-west trending Silk Road trading. One branch of the Silk Road went east along the Arys to Taraz and Balasagun (current-day Tolmak in Kyrgystan). From here a southern branch went on over the Tian Shan Mountains to Aksu (in current-day Xinjiang Province, China), on the Silk Road route that ran along the northern side of the vast Tarim Basin and on through the Gansu Corridor into northern China. From Balasagun a northern branch proceeded up the valley of the Ili River and over the spurs of the Borohogo Shan Range to the Zungarian Basin on the north side of the Tian Shan. From here routes went to both Mongolia and China. Another route followed the Syr Darya to Shash (modern-day Tashkent) and then versed southwest to Merv (Mary) in current-day Turkmenistan and Nishapur in what was in the thirteen century known as Khorasan, now western Iran. From here various routes continued on the Mediterranean. The road west from Otrār followed the Syr Darya to the Aral Sea before continuing on to the Caspian Steppe Straddling The Volga River. From the old city of Xacitarxan on the Volga, just upstream from Modern-Day Astrakhan, branches led north up the Volga into Kievan Russia and east to the Black Sea, where land and water routes continued on to Istanbul, the main western terminus of the Silk Road. On this vast network of trade routes moved a wealth of various fabrics and textiles, leather, furs, porcelain, pottery, salt, spices, honey, jade and precious stones, musk, herbal medicines, weapons, slaves, and much else. By attempting to open trade with Otrār Chingis Khan hoped to gain access to the rest of the world. 

The Silk Road trade had made Otrār a rich and influential city. It had its own mint, the coins of which now grace museums, was famous for its locally produced pottery, including beautifully decorated bowls, and boasted of one of the biggest libraries of Inner Asia, with a collection of over 33,000 items, including such exotica as Babylonian clay tablets and Egyptian papyrus scrolls which had somehow found their way hither. The library also contained the works of the city’s most famous intellectual, Abu Naṣr Moḥammad Fārābi (died c. 950), a polymathic Philosopher, mathematician, linguist, poet, and composer who was called “the Second Teacher” by his students, meaning that he played second fiddle only to Aristotle. He is also credited with heavily influencing Abū Alī Sīnā, a.k.a. Avicenna (c. 980–1037) perhaps the greatest Medieval Islamic philosopher, who was born near Bukhara, also in the Khwarezmshah’s domains. 

By the early thirteen-century the city consisted of the triangular-shaped Ark, or citadel, located within the tightly packed Shahristan (walled inner city). The Shahristan itself was in the shape of a pentagon and covered about 200,000 square meters, or about fifty acres The city was famous for its baths and most homes were served by a city-wide sewage system. The big Friday mosque was also probably within the Shahristan. Surrounding the Shahristan was the Rabad, or trade quarter, which was also walled. Covering some 420 acres, it contained the extensive markets and caravanserais connected with Silk Road trade, local bazaars, craft shops, and low-class residential areas. The medieval Arabic historian Moqaddasi claimed the city had 70,000 inhabitants, but at least one modern historican has opined that this was a misprint and that he must have meant 7,000. In any case, numerous small towns and villages in the immediate environs of the city contributed to a sizable urban conurbation.

For more see Chingis Khan Rides West: The Mongol Invasion of Bukhara, Samarkand, and other Great Cities of the Silk Road, 1215-1221.

Mongolia | Chingis Rides West | Otrār Besieged

From their rallying point in the Seven River Region the armies of Chingis Khan descended upon the city of Otrār. As noted, Nasawi wrote that the Khwarezmshah sent 20,000 horsemen to defend the city. Juvaini on the other hand claimed that the Khwarezmshah sent a commander named Qaracha Khass-Hajib to Otrār with 10,000 men and had also sent 50,000 troops from his auxiliary armies. In any case. it appeared at first glance that the city was well-defended. The Gāyer Khan had strengthened and reenforced the walls of the the Rabad (outer city, the Shahristan (walled inner city), and the Ark, or citadel, and had laid in a vast store of weapons. Despite all this when he climbed the city wall to view the arrival of the Mongol army, he “bit the back of his hand in amazement” at the “tossing sea of countless hosts and splendid troops” arrayed before him, according to Juvaini. The entire multitude may have numbered 150,000 men. 

The siege of Otrār probably begin in September of 1219. Chingis realized early on that his entire army was not needed to take Otrār, and he may have not wanted to give the other cities of Transoxiania more time to prepare their defenses. After the city was surrounded and no escape possible for its defenders he decided to split up his army. Several tümen, including a tümen of Uighur auxiliaries (a division numbering 10,000 each) of troops), under the command of his two middle sons Chagatai and Ögedei were ordered to stay and continue the siege of Otrār. His oldest son Jochi and several tümen were dispatched down the Syr Darya toward Jand and other cities. Half a tümen proceeded up the valley of the Syr Darya to Khojend and Fanakat. Chingis himself and his youngest and perhaps favorite son Tolui would lead the main body of the army to Bukhara, the city which rivaled Samarkand as the most important in Transoxiana. 

There were soon signs of rifts among the city’s leadership. After the Khwarezmshah had seized control of Otrār in 1210 city or early 2011 he had executed the father, uncle, and various other relatives of a prominent local official named named Badr al-Din al-Amid. Despite the transgressions of his family members Badr al-Din al-Amid had remained on as the civil governor of the city. He nursed a grudge against the Khwarezmshah, however, and he was only too eager to avenge the murder of his relatives by siding with the Mongols who now appeared at the city’s walls. He may have also realized he was buying his way out of a doomed city. Intimately familiar with the political situation in Transoxiania, he was able to give Chingis detailed intelligence about the fault lines in the Sultan’s court, including dirt about the feud between the Sultan and his mother and the military party she headed. Chingis would later put this information to good use. Also, it will be remembered that one of the proposals given by the Khwarezmshah’s military council had been to allow Chingis into Transoxiana and then use the defenders’ supposedly superior knowledge of the the local countryside to corner and ambush his troops. This advantage quickly evaporated as Chingis received intimate knowledge about the roads and conditions in the countryside from Badr al-Din al-Amid and other Muslim collaborators. As Barthold points out, “The strategic plans of Chingiz-Khan and their brilliant execution prove that the geographical conditions were well known to him.” 

For four months the battle raged before the walls of Otrār. As it become increasingly obvious the city would never escape from the noose the Mongols had thrown around it the military commander Qaracha Khass-Hajib advised surrender. Gāyer Khan refused, knowing full well that given his role in The Plundering Of The Mongol Trading Caravan and the execution of Chingis’s emissary he could expect no quarter from the Mongols. To surrender was to die. Instead he argued: “‘If we are unfaithful to our master [the Sultan], how shall we excuse our treachery, and under what pretext shall we escape from the reproaches of Moslems?” 

Juvaini’s account of what happened next is muddled. Apparently one night Qaracha Khass-Hajib opened the Sufi-Khana Gate to the city and sent some of his forces outside the walls to do battle with the Mongols. That night the Mongols somehow entered by the same gate and managed to take Qaracha Khass-Hajib prisoner. Apparently now that he was in the hands of the Mongols he and some of his officers attempted to switch allegiance and throw in their lot with the besiegers. Unfortunately for Qaracha Khass-Hajib, the Mongols took a dim view of such expedient, self-serving behavior on the battlefield. “Thou has been unfaithful to your own master in spite of his claims on thee on account of past favors. Therefore neither can we expect fidelity of thee.” Qaracha Khass-Hajib and his companions were then introduced to the Destroyer of Delights. There is no mention by Juvaini if they were tortured before their executions or how they died. He says only that he and his companions managed to “attain to a degree of martyrdom.” 

Both the outer and inner sections of the city were overrun by the Mongols. The entire populace was herded outside the walls ”like a flock of sheep” and the now-empty city looted by the victorious Mongols and their auxiliaries. If Gāyer Khan had harbored any remaining doubts about fighting on against the Mongols the fate of Qaracha Khass-Hajib must have squelched them. He and 20,000 of his men retreated behind the walls of the Ark (citadel) and prepared to fight “as long as one of them had breath in his body.” They did not go down easily. “They set their hearts upon death and having bid themselves farewell sallied forth fifty at a time and spitted their bodies upon spears and swords.” They got their wish for martyrdom but not before inflicting serious damage. Even Juvaini admits that “many from the Mongol army were slain.” 

After a month of vicious fighting only Gāyer Khan, two of his bodyguards, and members of his harem remained alive. They took final refuge on the roof of the Citadel. The Mongols had strict order to take Gāyer Khan alive. They killed his bodyguards and Gāyer Khan finally shot the last of his arrows. His women then handed him bricks which he hurled down on his tormenters. Finally even these were exhausted. In light of his eventual fate he would have been well advised to commit suicide by jumping off the top of the Citadel. Instead, he allowed himself to be captured and bound in heavy chains. Eventually he was taken to Samarkand for his inevitable meeting with the Destroyer of Delights, the details of which will be related later. The Citadel was demolished and the walls of the city completely razed. Many of the common people of the city were rounded up and made to serve as levies in upcoming battles. Artisans among the populace were ordered to practice their crafts for the benefit of their new Mongol overlords. Thus the deaths of the 450 merchants in the Mongol trade caravan and the execution of Chingis Khan’s emissary to Gāyer Khan were avenged. 

Kazakhstan | Possible Sarmatian Ruins

Earlier I posted about the Old Silk Road City of Otrār,  located on the north bank of the middle stretches of the Syr Darya River (the Jaxartes of Classical Antiquity) near its confluence with the Arys River, about 105 miles northwest of the current-day city of Shymkent in Kazakhstan. Now it appears that archaeologists in Kazakhstan Have Unearthed An Ancient City near Shymkent:

The skulls of the people here are distinctly and artificially deformed; they are elongated, Seitkaliyev said. “These ‘distinctive markings’ are most famous with the Aztecs, but this was also a very common way for Sarmatian nobles to distinguish themselves from the commoners.” This evidence raises the possibility that the find could be a Sarmatian settlement. The Sarmatians were an Iron Age nomadic people of Caucasian appearance. In ancient times, the Sarmatians from Western Kazakhstan migrated in large numbers to Europe, but the majority of them went in an unknown direction,” Seitkaliyev said. “Our findings suggest that they settled in the territory of modern-day South Kazakhstan Oblast.

Mongolia | Chingis Rides West | Khüchüleg | Gog and Magog

Khüchüleg, born the Son Of A Khan in Mongolia, had no intention of playing second fiddle to the Gür Khan. He quickly set about assembling an army that was loyal to him alone. According to Juvaini: 

. . . from all sides his tribesmen assembled around him. And he assaulted divers places and plundered them, striking one after another; and so he obtained a numerous army and his retinue and army was multiplied and reinforced. 

One reason so quickly gained adherents was that he allowed his men to loot and plunder at will; the Gür Khan had kept a tight reign on his own troops and paid them a salary in lieu of the right to indiscriminate plunder, a policy almost unheard of at the time. Not only the exiled tribesmen from the Mongolian Plateau were attracted to Khüchüleg’s free-booting ways; soon soldiers were deserting the Gür Khan’s own army and joining up the Naiman adventurer’s marauders. He was still fighting under the banner of the Khara Khitai, however, and in the autumn of 1209 the Gür Khan sent Khüchüleg east to deal with the rebellious Uighurs In Uighurstan, formerly clients of the Khara-Khitai who had thrown in their lot with Chingis Khan earlier that year. The sortie east no doubt provided plentifully opportunities for looting the countryside, but the Uighurs were not to be budged from Chingis’s camp. The Gür Khan, meanwhile, had ridden west to confront the Khwarezmshah. In 1210, personally leading an army of 30,000 men, he seized the Samarkand from the Sultan, but in line with his polices did not allow his men to plunder the city. Hearing that the Gür Khan was engaged in Transoxiania, Khüchüleg now showed his true colors. “ . . . Turning on the gür-khan, he ravaged and plundered his territory, now attacking and now retreating,” according to Juvaini. First he sacked the Khara Khitai imperial treasury at Özkend, on the Syr Darya River, then occupied the Khara Khitai capital of Balasagun. 

Hearing of this treachery, the Gür Khan abandoned Samarkand and rode back east to confront the now overtly rebellious Naiman adventurer. Sensing the disarray among the Khara-Khitai, the Khwarezmshah quickly sent an army eastward. In the early autumn 1210 this army collided with a Khara Khitai army led by Tayangu, the military commander of Taras (or Talas), a city on the Talas River in the Seven Rivers Region between the Syr Darya and Lake Balkash. Where this clash, which would proof to be the defining battle between the Khwarezmshah and the Gür Khan, took place is not exactly clear. At one point Juvaini says it occurred at “steppe of Ilamish”' (apparently in the lower Ferghana Valley); elsewhere he implies it took place near Taras. On the morning of battle the Khwarezmshah ordered his men to say their prayers, then according to Juvaini: 

. . . the whole army raised a shout and charged down upon those wretches [the Khara Khitai] . . . The greater part of that sect of sedition were destroyed beneath the sword, and Tayangu himself was wounded in the battle and had fallen on his face like the subjects of the Khara Khitai. A girl was standing over him and when someone tried to cut off his head she cried out: ‘It is Tayangu!’ and the man at once bound him and carried him off to the Sultan.

From this time on, Juvaini tells us, “dread of the Sultan was increased a thousandfold in the hearts of men.” 

One of the paid poets in the Khwarezmshah’s court composed a lengthy paean to his recent exploits in which he termed the Sultan “the Second Alexander,” referring of course to Alexander the Great. This epithet so pleased the Sultan that he had it added to his list of official titles. Tayangu, the Khara Khitai general who had recently been taken prisoner, fared less well. The Sultan had him beheaded and his body disposed of in a river. 

The Khwarezmshah’s forces moved on to the City Of Ötrar, in the Syr Darya basin, whose governor “refused to dislodge from his brain the arrogance of pride and vanity of riches” and had “turned aside from ‘the straight path’ by leaguing himself with the the Khitai,” according to Juvaini. The traders of Ötrar, pointing out to the governor that he had “ignominiously cast thyself and us into the jaws of a leviathan,” urged him to surrender the city to the Khwarezmshah, which he did. The Sultan give him and his family safe passage out of town on condition that he not return, then, as we have seen, appointed his mother’s nephew Inalchuq as governor and give him the title of Gāyer Khan. 

The Khwarezmshah’s armies proceed up the Ferghana Valley and soon took the city of Özkend.The Gür Khan was now trapped between the ever-advancing Khwarezmshah in the west and Khüchüleg in the east. Khüchüleg was by now in clandestine contact with the Khwarezmshah and the two soon hatched a plot defeat the Gür Khan and divide his empire among themselves. 

But the Khara Khitai emperor was not yet ready to throw in the towel. In 1211 he confronted his rebellious son-in-law near Balagasun and in the ensuing battle took many of his men prisoner and even managed to recover some of the imperial treasury which Khüchüleg had looted earlier. Khüchüleg escaped, fleeing eastward, and began gathering in his scattered troops and reorganizing his army. Meanwhile the citizens of Balagasun, by now fed up with the Gür Khan and hearing that the Khwarezmshah’s army was approaching, decided to take their chances with the Sultan, whose star it seemed was on the rise. They barricaded themselves within the city walls and for sixteen days held off the Khara Khitai. Finally, with the aid of war elephants they had earlier captured from the Khwarezmshah (who had apparently obtained them on one of his forays into India) they broke down the gates and entered the city. The Khara Khitai army, now an unruly mob no longer obeying the Gür Khan’s strictures against plundering, allegedly killed 47,000 townspeople and thoroughly looted the city. 

By then the Khara Khitai Empire was in shreds. The Khwarezmshah was advancing from the west and somewhere in the east Khüchüleg was biding his time, waiting for the right moment to spring once again upon the Gür Khan. The time would soon come. In the autumn of 2011 the Gür Khan retired to the western end of the Tarim, near Kashgar, for a spot of hunting. Given the predicament he was in it seemed a peculiar way to spend his time, but maybe he needed to rest his shattering nerves by indulging in one of his favorite pastimes. Maybe he was enjoying himself so much that his guard was down. In any event, Khüchüleg and 8,000 men swooped down on the unsuspecting Gür Khan and captured him. He choose not to kill the emperor of the Khara Khitai. Instead, he assumed the Gür Khan’s titles and married one of his daughters to a Khitan princess in an attempt to link himself with the Khitan nobility. He tried to ingratiate himself further by adopting Khitan customs, clothes, and religion. 

According to Rashid al-Din, his Khitan wife Qunqu at this point managed to convert him from Christianity to Buddhism, the prominent religion among the nobility (Juvaini claims he married one of the Gür Khan’s wives that had caught his eye and implies that it was she who converted him to Buddhism). Clearly the upstart adventurer from the Mongolian Plateau wanted to be seen as the new Gür Khan, ruler of the Khara Khitai Empire. But the real Gür Khan finally died in 1213 and most commentators, including Juvaini, concluded that the Khara Khitai Empire died with him. 

The fall of the Khara Khitai, even though they not were Muslims themselves, was not viewed with universal favor by all Muslims in Inner Asia. After the huge defeat suffered by the Tayangu-led Khara Khitai army in 1210 there was much rejoicing among among some elements in the Khwarezmshah’s realm. According to Juvaini, “‘The order of ascetics offered thanks to God; the great men and notables feasted and revelled [sic] at the sound of timbal and flute; the common people rejoiced and made merry; the young men frolicked noisily in gardens; and old men engaged in talk one with another.’” But the more reflective graybeards had reservations. Some held the belief that the Khara Khitai had served as a useful wall or dam between themselves and the Mongols. They remembered that according to the Quran (Sura Al-Kahf, "The Cave", 18:83–9), a mysterious individual called Zul Qairain ("The Two-horned One") had journeyed to a distant northern land where he found a people who were suffering from the mischief of mysterious entities known as Gog and Magog. Zul Qairain then erected an iron wall to keep out Gog and Magog, but he warned that the wall would be removed as the Day of Judgement drew near. By the thirteenth century the Mongols had become identified with Gog and Magog. Juvaini goes on to tell of a Muslim scholar named Sayyid Murtaza who did not join in the general rejoicing after the Khwarezmshah had decisively defeated the Khara Khitai in 1210. When asked by Juvaini’s cousin, from whom Juvaini heard this story, why he sat brooding in a corner with a sad look on this face, the scholar replied: 

‘Beyond these [the Qara Khitai] are a people [Mongols] stubborn in their vengeance and fury and exceeding Gog and Magog. And the people of Khitai were in truth the wall of Zul Qairain between us and them. And it is unlikely, when that wall is gone, that there will be any peace within the realm or that any man will recline in comfort and enjoyment. Today I am mourning for Islam.’ 

For the moment Khüchüleg held the broken remnants of the Khara Khita Empire in his hands. But in far-off Mongolia Chingis Khan had never forgotten about the Naiman prince who had somehow slipped out of his grasp back in 1204. Khüchüleg’s days were numbered, and once he was gone nothing would stand between the Islamic Khwarezm Empire and the spawn of Gog and Magog.

Mongolia | Chingis Rides West | Catastrophe at Otrār

The governor of Otrār was a man named Inalchuq, the nephew of the Khwarezmshah’s mother, Turkān-Khātün. Perhaps because of his close relations with the Shah’s family he had been granted the lofty title of Gāyer Khan. Although accounts maintain that all 450 of the traders sponsored by the Mongols were Muslims, a Hindu merchant from India had also managed to attach himself to the caravan. This man had met Inalchuq previously, before he had become the Gāyer Khan and the governor of Otrār, and apparently he had not been impressed. Now this Indian merchant, who was in Juvaini’s words, “rendered proud by reason of the power and might of his own Khan [Chingis]”, addressed his old acquaintance in a condescending manner, calling him by his common name of Inalchuq instead of by his title. The proud governor was infuriated by the Indian’s haughty, patronizing behaviour, and Juvaini insinuates that he used this incident as a pretext to put the entire trade mission under house arrest and confiscate their merchandize. Other sources say nothing about the Indian merchant and say simply that Gāyer Khan coveted their merchandize and soon concocted an excuse to seize it. He decided that the merchants were in fact spies and then fired off a letter to the Khwarezmshah in which he accused them of engaging in espionage . . . Continued.